Are you SOX Savvy?

When was the Sarbanes-Oxley Act passed?

April 2001

March 1999

December 2003

July 2002

Which of the following has surpassed compliance as the top GRC (governance, risk and compliance) priority at most organizations?

SOX requirements

Governance

Risk management

HIPAA requirements

Which of the following methods is one of the most effective ways to destroy unwanted data?

Degaussing

Encrypting and discarding

Overwriting

Burning

Adherence to which organization's framework may help companies comply with SOX requirements?

Committee of Organizational Open Legislation (COOL)

Committee of Sponsoring Organizations of the Treadway Commission (COSO)

Committee of Document Maintenance (CDM)

Committee of Governance and Compliance Standards (CGCS)

All of the following represent one of the 11 titles of Sarbanes-Oxley EXCEPT:

Corporate Responsibility

Studies and Reports

White Collar Crime Penalty Enhancement

Auditor Dependence

Which of the following is NOT recommended for meeting SOX compliance requirements?

Technologies with integrated content capabilities

Technologies with workflow capabilities

GRC platforms

Spreadsheets

Which of the following are essential components of a compliance technology toolbox, according to analysts quoted in a SearchDataManagement.com article? I. Information and application security II. Unstructured data management III. Professional services

I and III

I, II and III

In February of 2008, which vendor released a compliance warehouse appliance for unstructured content?

IBM

Oracle

Cognos

Microsoft

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